Poslano u: Financije u Škotska | Posljednje obnovljeno: |
Our client is a long established, independent and family owned and managed group providing a wide range of trust, corporate management, accounting and business services to an international and local client base. As they continue to enjoy business growth, in support of a succession plan, they require an experience Compliance Manager-MLRO.
The Compliance Manager will:
Fulfil appointment as Money Laundering Reporting Officer (MLRO)
Maintenance of policies and procedures and updating as necessary to ensure compliance with all relevant legislation, including:
* Financial Services Rule Book
* Anti-Money Laundering & Countering Financing of Terrorism
* Business Risk Assessment
* Technological Risk Assessment
* Compliance Monitoring Program
* Dealing with Thematic Reviews
* Staff Training
* Sanctions Monitoring
* Transaction Monitoring
* Client Assets Reports
* Submission of AML/CFT Returns
* General Data Protection Regulation
* Beneficial Ownership Act
Client Reviews:
* Initial Review
* Annual Risk Reviews
* Enhanced Due Diligence
* FATCA/CRS Compliance & Reporting
* Legal Support to the business as required
The ideal candidate for the role of Compliance Manager will have:
* Experience in a similar role and/or compliance environment
* Hold relevant compliance qualifications or be studying towards them
* Detailed knowledge of the FSA Guidelines, Rule Book and requirements
* Current knowledge of Anti-Money Laundering Guidelines
* Relationship management and interpersonal skills
* Communication, influencing and negotiating skills
* Proven business development skills
* Policy development and implementation
* Strong in building relationships and able to communicate at all levels