Junior Compliance & AML Analyst

Vállalat: SpotOn Connections
Munka kategóriák: Full-time
Iparág: Legal

Our client is looking for a Junior Compliance and AML executive to join a professional team of Legal and Compliance and who has a hands-on approach




·       Assisting the compliance function in reviewing prospective clients put forward by the Corporate department to ensure that all AML obligations are being adhered to by the Company prior to onboarding;

·       Assisting the compliance function in carrying out ongoing client file reviews of the Company (and its Associated Persons) to endure all adherence to our AML obligations;

·       Assisting in the preparation and compilation of REQs, ACRs and any compliance related forms which have to be submitted to MFSA/ FIAU;

·       Assisting in the compilation of client profiles and uploading of documentation on LEXCO AML/ KYC portal;

·       Reviewing the implementation of ongoing monitoring obligations by the Company’s internal accounting and corporate departments;

·       Assisting during compliance audits and preparing feedback on reports received from both the outsourced compliance and relevant regulatory authorities, in particular, MFSA & FIAU;

·       Assisting in the preparation and updating of company procedures and internal compliance manuals, and having a clear understanding of the Implementing Procedures issued by the FIAU in order to give advice

·       Assisting in the preparation and updating of regulatory calendars, training logs and other compliance administrative duties in line with the relevant regulations;

·       Keeping abreast with new regulatory developments in relation to AML, CSP/Trustee rules and regulations, GDPR and other applicable regulatory obligations.




·       1 year of experience in a similar roles

·       Excellent Communication skills

·       Excellent organisation skills with a sharp eye for details

·       Fluent level of English is a must while any addition languages will be considered as a plus

·       Ability to work in a fast-paced environment, independently and manage own workload while being part of a motivated team;  

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