Senior Manager: Regulatory & Compliance - Asset Management…

Tipo di lavoro: Tempo-pieno

Our client, a leading international asset manager, and highly regarded in Luxembourg, is looking for a Senior Manager with experience in Regulatory and Compliance to join their growing team, reporting into the Head of Compliance and Conducting Officer. This role is varied with a mix of BAU and ad-hoc projects. It will give you the opportunity to take full responsibility for corporate and regulatory compliance, as well as policies and procedures for the Luxembourg office. You will also have work alongside other jurisdictions, as well as at group level, ensuring local practices align with group policies and applicable legislation and regulations. Our client offers a dynamic and entrepreneurial environment, where collaboration and client service excellence are valued. They manage their own funds as well as third party funds, (both UCITs and regulated AIFs).  In the role of Senior Manager, you will be responsible for: Compliance monitoring programme controls for local and group stakeholders Monitoring local developments and regulations, assessing their potential impact on the business and existing policies and procedures Maintaining all conduct and compliance registers for Luxembourg  Regularly updating and reviewing policies and procedures Support and provide technical assistance to staff where required, ensure that compliance and AML/CTF related queries and respective ad-hoc projects from various sources are dealt with Prepare and ensure that all necessary internal and external compliance reports and filings are completed correctly on time, including CSSF error and breaches filing Act as back-up for the Compliance Officer responsible for AML-CTF Oversee regulatory compliance of other European jurisdictions Assist in marketing oversight and assessments as well as marketing documentation reviews To succeed in this role, you will have:  5+ years of experience in a similar compliance and AML role in the financial industry in Luxembourg Extensive knowledge of regulations etc. that govern the financial sector, both locally and preferably across other jurisdictions Written and spoken French and English. Other European languages advantageous. Excellent stakeholder management skills               If this position appeals, please apply as a priority. All applications are handled in the strictest confidence, and your data is never shared with any third party without your express consent.   EuroLux Consulting specialises in recruiting experienced professionals for the thriving Luxembourg financial and legal services market.  We have a large network of highly skilled professional candidates and we collaborate with some of the highest calibre clients in the market. Eurolux Consulting has been working in the Luxembourg market for a decade.  We are committed to being market-leading experts, and indeed, our director has over 18 years’ experience recruiting within the Luxembourg market. Our clients include banks, asset managers, ManCos, law firms, trust & corporate services companies, private equity firms, real estate management companies, investment companies, fintech and consulting companies, all based in Luxembourg. We will consider each application and we will contact you if your profile may be a good fit for our client. By sending your CV, you are consenting to Eurolux reviewing and processing your data for the purpose of the recruitment process.  If you do not consent to that, do not send us your CV.   Please note that we cannot respond to every application.   If your profile is strong but not quite right for our client’s current need, we may keep your CV on our internal database, and contact you when we have an interesting role that suits your profile and may be of interest.  If you do not want us to do that, please let us know. Our specialities: Fund Administration/Fund Accounting, Transfer Agency, Legal, Risk, Compliance, Client Onboarding, AML/KYC, Regulatory Compliance, Client Services, Relationship Management, Internal Audit,  Financial Accounting, Investment Control, Product Development, Product Management, Business Development, Project Management, Programme Management, Business Analysis, Fund Law, Corporate Law, Finance. Asset classes include: traditional funds, alternative funds (regulated and unregulated),, Lux co.s, (UCITs, UCIs, OEICs, SICAVs, SIFs, SICARs, SICAFs, RAIFs, SPVs, SPFs, SCSp, Sarl, SA…) If you require assistance in job seeking or information about the Luxembourg job market, please get in contact via tel: +44 207 871 9020, or please go to or follow us on LinkedIn, Twitter or Facebook

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