Postado em: Finanças em Sudeste da Inglaterra | Última actualização: |
An excellent opportunity has risen for a support role within a Financial Planning team. The role would suit a candidate who is personable, empathetic and a fast learner. There are great opportunities for progression within this organisation.
An excellent opportunity has risen for a support role within a Financial Planning team. The role would suit a candidate who is personable, empathetic and a fast learner. There are great opportunities for progression within this organisation.
Company Benefits:
Employee-Owned Business with Profit Share Scheme
Quarterly Bonuses and Internal Recognition Scheme
Death in Service
Income Protection
Cycle to Work
Social Days
Key Initial Responsibilities:
Input client details onto CRM system
New business administration
Liaise with clients for new business information, Terms of Business, tax returns
File checking for completeness
Liaise with product providers (e.g., for valuations, trusts, product terms)
Help advisers with meeting preparation, new client packs, agendas etc
Involvement in wider company projects as appropriate
Developing Into:
Attend client meetings with adviser and schedule post meeting actions
Technical research
Completing fee estimates
Build financial plans on Prestwood system
Draft simple suitability letters
Complete simple tax returns
General Responsibilities:
Observe the firm's 'standards', be a team player and support colleagues
Comply with FCA conduct rules at all times
Adhere to the relevant compliance, Consumer Duty, T&C and financial crime (anti-money laundering, data security, anti-bribery, fraud, and corruption) procedures of the firm at all times
Keep up to date with all relevant product, legislative and technical changes and ensure relevant CPD is maintained and recorded accurately
Respond to client contact and requests quickly and correctly
Ensure all client files are compliant on an ongoing basis
Experience and Skills Requirements
Proven interest in the industry
Experience is preferred but not required
If you have not been contacted within 5 working days, then unfortunately on this occasion your CV has not been shortlisted